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CGAS Regulatory Issues

We have been involved in a number of high profile assignments ranging from consultancy to interim management. These have included:

  • The provision of risk management services to a multi-million pound transformation programme in the Financial Services Industry.
  • A quality assurance review following an FSA arrow visit in an international bank based in London.
  • A review of Sarbanes-Oxley test scripts for a major European Bank.
  • A specialist review of corporate governance arrangements on an overseas insurance subsidiary.
  • A review of Private Banking arrangements for a major bank.
  • The provision of interim management services to a major UK Financial Services institution including the provision of an FSA approved person to manage Internal Audit.
  • The provision of advice to a legal firm on appropriate governance structures & controls for a client with a successful conclusions.
  • Supporting a major risk management programme to deliver cultural change across a major financial services organisation.


These opportunities are illustrative of the variety of assignments.


For more information please contact Linda Carter on 07501 490169 or l.carter@cgas.co.uk

      enquiries@cgas.co.uk              Tel 07501 490169                     01376 562957